This page is a working draft pending final legal review. Bracketed items marked [PLACEHOLDER] will be completed once confirmed.
1. Nature of Services
ComplyWorks provides regulatory compliance advisory and consulting services. [CONFIRM ACTUAL REGULATORY STATUS: is ComplyWorks itself FCA-regulated, an Appointed Representative, or unregulated and providing advisory-only services outside the FCA perimeter? This determines the entire wording of this section and must not be assumed.] ComplyWorks does not provide regulated financial advice under the Financial Services and Markets Act 2000 unless expressly stated in a signed engagement letter.
2. Scope of Engagement
Services are provided under a separate signed engagement letter or Statement of Work with each client, which takes precedence over this general summary. [CONFIRM STANDARD ENGAGEMENT PROCESS.]
3. Professional Advisory Disclaimer
Nothing on this website or in general advisory materials constitutes regulated investment advice, legal advice, or a guarantee of authorisation outcome from the FCA, VARA, DFSA, or any other regulator.
4. Limitation of Liability
[REQUIRES SOLICITOR DRAFTING — liability caps are jurisdiction- and insurance-policy-specific and must match ComplyWorks’ actual professional indemnity cover.]
5. Governing Law
These terms are governed by the laws of England and Wales. [CONFIRM WHETHER A SEPARATE GOVERNING LAW CLAUSE APPLIES TO UAE-BASED ENGAGEMENTS.]