FCA & Cross-Border Regulatory Disclosure

This page is a working draft pending final legal review. Bracketed items marked [PLACEHOLDER] will be completed once confirmed.

ComplyWorks advises firms on UK Financial Conduct Authority (FCA) authorisation and on Dubai VARA / DFSA regulatory frameworks.

[CRITICAL PLACEHOLDER: state plainly whether ComplyWorks itself is FCA-regulated, an Appointed Representative, or unregulated and providing advisory-only services outside the FCA perimeter. This single fact determines the wording of the rest of this page and must come directly from the client, not be inferred or assumed.]

Our advisory scope does not constitute:

  • Regulated investment advice
  • Legal advice
  • A guarantee of authorisation outcome from any regulator, including the FCA, VARA, or DFSA

Cross-Border Scope

[CONFIRM: does ComplyWorks hold any formal registration, partnership, or licence in the UAE relating to VARA or DFSA advisory work, or is this purely informal cross-border advisory positioning?]